FCA Censures Sapia As Firm Agrees £19.6 Million Payment To WealthTek Clients
Summary
The FCA found that Sapia did not establish sufficient safeguards around those obligations. In particular, the firm failed to separate key roles within its
Description
The FCA found that Sapia did not establish sufficient safeguards around those obligations. In particular, the firm failed to separate key roles within its
Original reporting
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